United States: Investment Bank Settles SEC And CFTC Charges For Spoofing - Cadwalader, Wickersham & Taft LLP

Mondaq

01 Oct 2020 0 shares 1 views

United States: Investment Bank Settles SEC And CFTC Charges For Spoofing - Cadwalader, Wickersham & Taft LLP

United States: Investment Bank Settles SEC And CFTC Charges For Spoofing - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 01 Oct 2020

An investment bank agreed to settle SEC and CFTC charges that the firm engaged in spoofing in the market for U.S. government securities.

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