United States: CFTC Charges Crypto-Derivatives Platform With Trading And AML Violations - Cadwalader, Wickersham & Taft LLP

Mondaq

06 Oct 2020 0 shares 1 views

Mondaq

Published 06 Oct 2020

According to the Complaint, BitMEX is the world's largest cryptocurrency derivatives platform and has numerous U.S. customers.

United States: School For Day Trading Settles SEC Charges For Offering "Security-Based Swaps" - Cadwalader, Wickersham & Taft LLP

Mondaq 30 Oct 2020

A school for day trading securities settled SEC charges for (i) offering security-based swaps to non-eligible contract participants

Mondaq 14 Oct 2020

A broker-dealer settled FINRA charges for failing to submit certain interest rate information to the MSRB's Short-Term Obligation..