United States: SEC Updates "Auditor Independence" Framework - Cadwalader, Wickersham & Taft LLP
Published
The SEC adopted a final rule that updates its "auditor independence" rules and codifies certain staff consultations.
Full ArticlePublished
The SEC adopted a final rule that updates its "auditor independence" rules and codifies certain staff consultations.
Full ArticleThe amendments will go into effect on December 28, 2020, but an additional period will be allowed for issuers and broker-dealers to..
The SEC sanctioned a private equity fund adviser for overcharging management fees to a fund that it managed.