United States: SEC Commissioner Peirce Urges SEC To Reconsider Meaning Of Terms "Facility" And "Exchange" - Cadwalader, Wickersham & Taft LLP

Mondaq

22 Oct 2020 0 shares 1 views

Mondaq

Published 22 Oct 2020

SEC Commissioner Peirce Urges SEC to Reconsider Meaning of Terms "Facility" and "Exchange".

United States: SEC Commissioner Peirce Recommends Review Of Compliance Officer Liability - Cadwalader, Wickersham & Taft LLP

Mondaq 27 Oct 2020

SEC Commissioner Hester Peirce encouraged additional clarification on the potential liability faced by compliance officers in the..