United States: Investment Firm Fined $2.9 Billion For Oversight Failures - Cadwalader, Wickersham & Taft LLP

United States: Investment Firm Fined $2.9 Billion For Oversight Failures - Cadwalader, Wickersham & Taft LLP

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An investment firm was fined $2.9 billion by several domestic and foreign authorities, including the Federal Reserve Board, the DOJ, the SEC, the Financial Conduct Authority and the Bank...

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