United States: SEC Commissioner Peirce Recommends Review Of Compliance Officer Liability - Cadwalader, Wickersham & Taft LLP

United States: SEC Commissioner Peirce Recommends Review Of Compliance Officer Liability - Cadwalader, Wickersham & Taft LLP

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SEC Commissioner Hester Peirce encouraged additional clarification on the potential liability faced by compliance officers in the execution of their responsibilities.

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