United States: SEC And CFTC Seek Feedback On Portfolio Margining - Cadwalader, Wickersham & Taft LLP

Mondaq

28 Oct 2020 0 shares 1 views

United States: SEC And CFTC Seek Feedback On Portfolio Margining - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 28 Oct 2020

In a joint request for comment, the SEC and CFTC solicited feedback on possible methods for implementing portfolio margining of SEC- and CFTC-regulated products.

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United States: Federal Register: SEC Adopts Additional Requirements To Publish Quotations On OTC Securities - Cadwalader, Wickersham & Taft LLP

Mondaq 30 Oct 2020

The amendments will go into effect on December 28, 2020, but an additional period will be allowed for issuers and broker-dealers to..

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United States: SEC IM Chief Accountant Highlights Recent Staff Guidance - Cadwalader, Wickersham & Taft LLP

Mondaq 29 Oct 2020

SEC Division of Investment Management Chief Accountant Alison Staloch highlighted guidance on "certain accounting, auditing,..

United States: SEC And CFTC Seek Feedback On Portfolio Margining - Cadwalader, Wickersham & Taft LLP

United States: SEC And CFTC Seek Feedback On Portfolio Margining - Cadwalader, Wickersham & Taft LLP

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United States: Federal Register: SEC Adopts Additional Requirements To Publish Quotations On OTC Securities - Cadwalader, Wickersham & Taft LLP

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