United States: SEC IM Division Director Looks To Modernize Rules For Small Fund Sponsors - Cadwalader, Wickersham & Taft LLP
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SEC IM Division Director Looks To Modernize Rules For Small Fund Sponsors.
Full ArticlePublished
SEC IM Division Director Looks To Modernize Rules For Small Fund Sponsors.
Full ArticleThe rules disqualify entities from certain registration exemptions for security offerings if it is determined that, among other..
The SEC named Jessica Kane and Tamara Brightwell, respectively, as Director and Deputy Director of the Division of Corporation..