![United States: SEC Fines Broker-Dealer $100,000 For Failing To Retain Text Messages - Kilpatrick Townsend & Stockton LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: SEC Fines Broker-Dealer $100,000 For Failing To Retain Text Messages - Kilpatrick Townsend & Stockton LLP
The Securities and Exchange Commission ("SEC") entered an order ("Order") yesterday against a broker-dealer for failing to retain text messages relating to the firm's business.
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