![United States: OCIE Highlights Supervisory Deficiencies At Adviser Branch Offices - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: OCIE Highlights Supervisory Deficiencies At Adviser Branch Offices - Cadwalader, Wickersham & Taft LLP
The Office of Compliance Inspections and Examinations observed compliance deficiencies for investment advisers with branch offices and geographically dispersed operations.
Full Article