![United States: SEC Continues Enforcement Actions Relating To Complex Exchange-Traded Products - Morrison & Foerster LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: SEC Continues Enforcement Actions Relating To Complex Exchange-Traded Products - Morrison & Foerster LLP
On November 13, 2020, the SEC announced that it had settled actions against several investment advisory firms and firms dually-registered as broker-dealers and investment advisers.
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