![United States: SECs OCIE Issues Warning To Registrants Regarding Complex ExchangeTraded Products - Mayer Brown](https://cdn.newsserve.net/ONPglobe256.png)
United States: SECs OCIE Issues Warning To Registrants Regarding Complex ExchangeTraded Products - Mayer Brown
On November 16, 2020, the Office of Compliance Inspections and Examinations (OCIE) of the US Securities and Exchange Commission (SEC) issued a public statement (Public Statement)...
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