United States: SEC Approves FINRA Temporary Rule Change On Remote Inspections - Cadwalader, Wickersham & Taft LLP

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23 Nov 2020 0 shares 1 views

United States: SEC Approves FINRA Temporary Rule Change On Remote Inspections - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 23 Nov 2020

The SEC approved a FINRA temporary rule amendment that allows member firms to complete their inspection obligations remotely through calendar year 2021.

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United States: SEC Approves FINRA Temporary Rule Change On Remote Inspections - Cadwalader, Wickersham & Taft LLP

United States: SEC Approves FINRA Temporary Rule Change On Remote Inspections - Cadwalader, Wickersham & Taft LLP

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