![United States: OCIE Risk Alert Summarizing Investment Adviser Compliance Weaknesses And Deficiencies - Akin Gump Strauss Hauer & Feld LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: OCIE Risk Alert Summarizing Investment Adviser Compliance Weaknesses And Deficiencies - Akin Gump Strauss Hauer & Feld LLP
On November 19, 2020, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) published a risk alert
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