United States: SEC Proposal To Exempt Finders From Registration Generates Split Reaction  - Sheppard Mullin Richter & Hampton

United States: SEC Proposal To Exempt Finders From Registration Generates Split Reaction - Sheppard Mullin Richter & Hampton

Mondaq

Published

A Securities and Exchange Commission ("SEC") plan to create a registration exemption for certain finders has generated a mixed response.

Full Article