United States: OCIE Director Instructs Advisers To Empower Chief Compliance Officers - Sheppard Mullin Richter & Hampton

Mondaq

26 Nov 2020 0 shares 1 views

United States: OCIE Director Instructs Advisers To Empower Chief Compliance Officers - Sheppard Mullin Richter & Hampton

Mondaq

Published 26 Nov 2020

On November 19, 2020, Peter Driscoll, director of the Office of Compliance Inspection and Examination ("OCIE") of the Securities and Exchange Commission ("SEC"), gave a speech urging advisory firms to empower their Chief Compliance Officers

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United States: Office Of The National Coordinator For Health IT Extends Compliance Deadlines Under Interoperability Final Rule - Sheppard Mullin Richter & Hampton

If actors move quickly now, they will be able to further build out and cement their compliance before the April 5, 2020 dates and..

Mondaq 11 Nov 2020

United States: OCIE Director Instructs Advisers To Empower Chief Compliance Officers - Sheppard Mullin Richter & Hampton

United States: OCIE Director Instructs Advisers To Empower Chief Compliance Officers - Sheppard Mullin Richter & Hampton

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United States: Office Of The National Coordinator For Health IT Extends Compliance Deadlines Under Interoperability Final Rule - Sheppard Mullin Richter & Hampton

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