United States: NFA Proposes New Marketing Requirement For Swap Dealers - Cadwalader, Wickersham & Taft LLP

Mondaq

08 Dec 2020 0 shares 1 views

Mondaq

Published 08 Dec 2020

NFA defines "marketing material" as a standardized document used to solicit a counterparty to enter into swap transactions with the SD Member.

United States: SEC Adopts Rule To Exempt Certain SBSEFs And SBSDs From Registering As Clearing Agencies - Cadwalader, Wickersham & Taft LLP

Mondaq 23 Dec 2020

The SEC adopted a final rule conditionally exempting certain security-based swap execution facilities ("SBSEF") and security-based..