![United States: Adviser Settles SEC Charges For Disclosure Failures That Harmed Investors - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Adviser Settles SEC Charges For Disclosure Failures That Harmed Investors - Cadwalader, Wickersham & Taft LLP
An investment adviser settled SEC charges for failing to disclose that it transferred the majority of its highest-performing traders from its client hedge fund to a proprietary fund.
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