![United States: SEC Approves FINRA's Proposed Restrictions On Firms With History Of Misconduct - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: SEC Approves FINRA's Proposed Restrictions On Firms With History Of Misconduct - Cadwalader, Wickersham & Taft LLP
Further, Ms. Peirce disagreed with the scope of individuals that would be subject to additional scrutiny under the amendments.
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