United States: OCC Issues Interpretation Of Preemption Standards - Cadwalader, Wickersham & Taft LLP

Mondaq

05 Jan 2021 0 shares 1 views

Mondaq

Published 05 Jan 2021

The OCC issued a "comprehensive" interpretation of preemption standards and procedural requirements.

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United States: NFA Issues Final Reminder To Comply With Swaps Proficiency Requirements - Cadwalader, Wickersham & Taft LLP

Mondaq 27 Jan 2021

NFA reminded firms that January 31, 2021 is the compliance date for the associated persons of swap dealers and intermediaries to..