![United States: Firm Settles FINRA Charges For Options Position Violations - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For Options Position Violations - Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for effecting opening transactions in a stock option contract that exceeded the applicable options position limits, and for related supervisory system failures.
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