United States: SEC Revises Marketing Rule For Registered Investment Advisers - Proskauer Rose LLP

Mondaq

10 Feb 2021 0 shares 1 views

United States: SEC Revises Marketing Rule For Registered Investment Advisers - Proskauer Rose LLP

Mondaq

Published 10 Feb 2021

On December 22, 2020, the Securities and Exchange Commission ("SEC") adopted amendments to existing Rule 206(4)-1 (the "Advertising Rule") and rescinded Rule 206(4)-3 (the "Cash Solicitation Rule")...

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United States: Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - Foley Hoag LLP

Mondaq 15 Feb 2021

All investment advisers registered with the Securities and Exchange Commission ("SEC") or at the state level, are required to..

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United States: SEC Revises Marketing Rule For Registered Investment Advisers - Proskauer Rose LLP

United States: SEC Revises Marketing Rule For Registered Investment Advisers - Proskauer Rose LLP

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