United States: Effective And Compliance Dates Set For SEC Investment Adviser Marketing Rule Amendments - Cadwalader, Wickersham & Taft LLP

United States: Effective And Compliance Dates Set For SEC Investment Adviser Marketing Rule Amendments - Cadwalader, Wickersham & Taft LLP

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Published

An SEC final rule that amends the advertising and cash solicitation rules, the books and records rule, and Form ADV under the Advisers Act was published in the Federal Register.

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