United States: SEC Seeks Comment On Cross Trading By Registered Investment Companies - Cadwalader, Wickersham & Taft LLP

Mondaq

16 Mar 2021 0 shares 1 views

United States: SEC Seeks Comment On Cross Trading By Registered Investment Companies - Cadwalader, Wickersham & Taft LLP

United States: SEC Seeks Comment On Cross Trading By Registered Investment Companies - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 16 Mar 2021

The Division asked for comment as to whether any changes to Rule 17a-7 may be appropriate.

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