United States: FINRA Proposes Further Extension Of Pilot Program On Clearly Erroneous Transactions - March 16, 2021 - Cadwalader, Wickersham & Taft LLP

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18 Mar 2021 0 shares 1 views

United States: FINRA Proposes Further Extension Of Pilot Program On Clearly Erroneous Transactions - March 16, 2021 - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 18 Mar 2021

FINRA proposed extending until October 20, 2021 a pilot program that governs the review of "clearly erroneous transactions" in exchange-listed securities under FINRA Rule 11892.

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United States: FINRA Proposes Further Extension Of Pilot Program On Clearly Erroneous Transactions - March 16, 2021 - Cadwalader, Wickersham & Taft LLP

United States: FINRA Proposes Further Extension Of Pilot Program On Clearly Erroneous Transactions - March 16, 2021 - Cadwalader, Wickersham & Taft LLP

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