United States: Firm Settles FINRA Charges For Duplicative Short-Interest Position Reporting - Cadwalader, Wickersham & Taft LLP

United States: Firm Settles FINRA Charges For Duplicative Short-Interest Position Reporting - Cadwalader, Wickersham & Taft LLP

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A firm settled FINRA charges for reporting short-interest positions that were already reported by its clearing firm.

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