United States: SEC Grants First SBSDR Registration - Cadwalader, Wickersham & Taft LLP

Mondaq

11 May 2021 0 shares 2 views

Mondaq

Published 11 May 2021

DDR intends to function as a registered SBSDR covering equity and debt security credit derivatives transactions.

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United States: Securities Litigation Update: First Circuit Endorses Broad View Of Extraterritorial Reach Of The Federal Securities Laws, Cementing Split With The Second Circuit On The Meaning Of A "Domestic" Transaction - Cadwalader, Wickersham & Taft LLP

Mondaq 28 May 2021

On May 10, 2021, in SEC v. Morrone, a panel of the U.S. Court of Appeals for the First Circuit held that the federal securities..

Mondaq 26 May 2021

SIFMA Comments on Digital Asset Securities Custody Framework.