United States: SIFMA Urges FINRA To Reconsider Extended Settlement Margin Proposal - Cadwalader, Wickersham & Taft LLP

Mondaq

20 May 2021 0 shares 1 views

United States: SIFMA Urges FINRA To Reconsider Extended Settlement Margin Proposal - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 20 May 2021

SIFMA expressed concern regarding a FINRA proposal to amend the application of margin requirements under FINRA Rule 4210 to "when issued" and other extended settlement transactions.

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United States: FINRA Proposes Amendments To Covered Agency Margin Requirements - Cadwalader, Wickersham & Taft LLP

FINRA proposed amendments on margin requirements for Covered Agency Transactions.

Mondaq 11 May 2021

United States: SIFMA, ICI And DTCC Outline Next Steps To Shorten U.S. Settlement Cycle - Cadwalader, Wickersham & Taft LLP

SIFMA, the Investment Company Institute ("ICI") and DTCC outlined their planned collaborative effort to accelerate the U.S...

Mondaq 03 May 2021

United States: SIFMA Urges FINRA To Reconsider Extended Settlement Margin Proposal - Cadwalader, Wickersham & Taft LLP

United States: SIFMA Urges FINRA To Reconsider Extended Settlement Margin Proposal - Cadwalader, Wickersham & Taft LLP

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