United States: SPAC Parties Settle SEC Charges For Misrepresentations And Diligence Failures - Cadwalader, Wickersham & Taft LLP

Mondaq

16 Jul 2021 0 shares 1 views

United States: SPAC Parties Settle SEC Charges For Misrepresentations And Diligence Failures - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 16 Jul 2021

A special purpose acquisition corporation ("SPAC"), its sponsor, CEO and proposed merger target settled SEC charges for misrepresentations and due diligence failures that led to investors purchasing stock in the merged company.

Full Article

United States: Twenty-Seven Firms Settle SEC Charges For Form CRS Failures - Cadwalader, Wickersham & Taft LLP

Twenty-one investment advisers and six broker-dealers agreed to settle SEC charges for failing to file and deliver in a timely..

Mondaq 30 Jul 2021

United States: Firm Settles SEC Charges For Accounting, Reporting And Control Failures - Cadwalader, Wickersham & Taft LLP

A firm and its former CEO settled SEC charges for accounting, reporting and internal control failures that resulted in a multi-year..

Mondaq 26 Jul 2021

United States: SPAC Parties Settle SEC Charges For Misrepresentations And Diligence Failures - Cadwalader, Wickersham & Taft LLP

United States: SPAC Parties Settle SEC Charges For Misrepresentations And Diligence Failures - Cadwalader, Wickersham & Taft LLP

You might like

Related news coverage

United States: Twenty-Seven Firms Settle SEC Charges For Form CRS Failures - Cadwalader, Wickersham & Taft LLP

United States: Firm Settles SEC Charges For Accounting, Reporting And Control Failures - Cadwalader, Wickersham & Taft LLP

Advertisement