United States: SEC Commissioner Peirce Offers Recommendations To Increase Participation In The Financial Markets - Cadwalader, Wickersham & Taft LLP

United States: SEC Commissioner Peirce Offers Recommendations To Increase Participation In The Financial Markets - Cadwalader, Wickersham & Taft LLP

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In an address before the FINRA Certified Regulatory and Compliance Professional Program, SEC Commissioner Hester M. Peirce considered solutions for enhancing retail investors' access to the financial markets and reducing employment barriers in the financial industry.

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