United States: Heads Up! Your Form CRS Grace Period Has Ended: The SEC Drops The Hammer On 27 Firms For Compliance Failures With Form CRS Filing And Delivery Requirements - Bryan Cave Leighton Paisner LLP
In case you were wondering if you can still push off finalizing your Form CRS filing, posting it on your website and delivering it to clients, the SEC has read your mind and answered loudly: no more!
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