United States: Cross Trades And Principal Transactions – New SEC Guidance For Private Fund Managers - Akin Gump Strauss Hauer & Feld LLP

Mondaq

04 Aug 2021 0 shares 1 views

Mondaq

Published 04 Aug 2021

On July 21, 2021, the Securities and Exchange Commission's Division of Examinations issued a Risk Alert on cross trades and principal transactions.

United States: New "Shadow Insider Trading" SEC Enforcement Action -- Four Lessons For Private Fund Managers - Akin Gump Strauss Hauer & Feld LLP

Mondaq 25 Aug 2021

The SEC has a long history of adopting novel theories in litigation to convince the courts to expand the scope of the federal..

Mondaq 06 Aug 2021

In a recent speech before the Principles for Responsible Investment's "Climate and Global Financial Markets" Webinar, the..