United States: SEC's French Order Is First Ever Substituted Compliance Determination In Connection With Capital And Margin Requirements - Sheppard Mullin Richter & Hampton

United States: SEC's French Order Is First Ever Substituted Compliance Determination In Connection With Capital And Margin Requirements - Sheppard Mullin Richter & Hampton

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On July 26, 2021, the SEC announced the approval of a substituted compliance determination order with respect to security-based swap dealers and major security-based swap participants (SBS Entities)...

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