United States: SEC Fines Four Investment Advisers For Violating Federal Pay-To-Play Restrictions - Akin Gump Strauss Hauer & Feld LLP

United States: SEC Fines Four Investment Advisers For Violating Federal Pay-To-Play Restrictions - Akin Gump Strauss Hauer & Feld LLP

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The latest round of penalties assessed for violations of the U.S. Securities and Exchange Commission (SEC) pay-to-play rule highlight the strict liability nature of Rule 206(4)-5.

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