On December 14, the Securities and Exchange Commission (SEC) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 and new disclosure requirements...
Full ArticleRecently the CFTC settled an administrative proceeding with an FCM that FCM risk managers will want to examine closely.
On October 20, Mark Wood, co-head of Katten's National Capital Markets practice, alongside representatives from investment bank..
First issued in 1992 and most recently updated in 2012, the FTC's "Green Guides" are a series of written guidance and..