United States: SEC Adopts Amendments To Rule 10b5-1 Insider Trading Arrangements - Mintz

Mondaq

28 Dec 2022 0 shares 1 views

Mondaq

Published 28 Dec 2022

First established in 2000, Rule 10b5-1 provides an affirmative defense to insider trading liability if certain conditions are met.

United States: SEC Adopts Amendments To Rule 10b5-1 Plan Requirements And Increases Disclosure Requirements Regarding Insider Trading Policies - Katten Muchin Rosenman LLP

Mondaq 29 Dec 2022

On December 14, the Securities and Exchange Commission (SEC) unanimously adopted amendments to Rule 10b5-1 and related regulations..