United States: SEC Proposes New Rule For Safeguarding Client Assets - Mayer Brown

Mondaq

02 Mar 2023 0 shares 1 views

United States: SEC Proposes New Rule For Safeguarding Client Assets - Mayer Brown

Mondaq

Published 02 Mar 2023

On February 15, 2023, the U.S. Securities and Exchange Commission (SEC) proposed a new rule for registered investment advisers that would replace the current "custody rule"...

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United States: Significant Concerns About Credit Risk Transfers (CRTs) Under SEC Proposed Rule 192 - Mayer Brown

On January 25, 2023, the US Securities and Exchange Commission ("SEC") proposed Rule 192, which prohibits securitization..

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United States: SEC Proposes New Rule For Safeguarding Client Assets - Mayer Brown

United States: SEC Proposes New Rule For Safeguarding Client Assets - Mayer Brown

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