United States: FINRA Provides Update On Social Media Influencers, Customer Acquisition And Related Information Protection - Goodwin Procter LLP

United States: FINRA Provides Update On Social Media Influencers, Customer Acquisition And Related Information Protection - Goodwin Procter LLP

Mondaq

Published

In February, FINRA provided an update (Update) concerning the targeted exam (Sweep) launched in September 2021 to review firms' practices concerning customer acquisition through social media channels and the way firms share customer usage information with affiliates and non-affiliated third parties.

Full Article