United States: Rule 10B5-1 Plans In The Hot Seat, Subject To Close Scrutiny By SEC, DOJ - Lewis Brisbois Bisgaard & Smith LLP

United States: Rule 10B5-1 Plans In The Hot Seat, Subject To Close Scrutiny By SEC, DOJ - Lewis Brisbois Bisgaard & Smith LLP

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Federal regulators are increasingly scrutinizing inside trading (Rule 10b5-1) plans, which allow corporate insiders to trade securities under a forward looking written plan adopted...

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