United States: CFTC Issues Advisory On Prime Brokerage Arrangements On SEFs And DCO Registration Requirements - Cadwalader, Wickersham & Taft LLP

United States: CFTC Issues Advisory On Prime Brokerage Arrangements On SEFs And DCO Registration Requirements - Cadwalader, Wickersham & Taft LLP

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On May 17, the staff of Commodity Futures Trading Commission ("CFTC") Division of Clearing and Risk ("DCR") issued an advisory ("Advisory") that encourages entities using prime brokerage ("PB")

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