United States: Blueprint Of The Advisers Act-Related SPAC Enforcement Actions So Far - Goodwin Procter LLP

United States: Blueprint Of The Advisers Act-Related SPAC Enforcement Actions So Far - Goodwin Procter LLP

Mondaq

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On May 30, 2023, the Securities and Exchange Commission (SEC) announced the third settlement of an enforcement action alleging violations of the Investment Advisers Act of 1940 (the Advisers Act) with respect to activities concerning special purpose acquisition companies (SPACs).

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