United States: SEC Division Of Investment Management Staff Releases Updated FAQ Regarding Marketing Rule Compliance - Tannenbaum Helpern Syracuse & Hirschtritt LLP

United States: SEC Division Of Investment Management Staff Releases Updated FAQ Regarding Marketing Rule Compliance - Tannenbaum Helpern Syracuse & Hirschtritt LLP

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On January 11, 2023, the staff of the SEC's Division of Investment Management (the "Division Staff") updated its list of frequently asked questions ("FAQs") related to amended Rule 206(4)-1...

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