United States: Recent DC Circuit Court Of Appeals Case Brings FINRA To The Forefront Of The SRO State Actor Controversy - Katten Muchin Rosenman LLP

United States: Recent DC Circuit Court Of Appeals Case Brings FINRA To The Forefront Of The SRO State Actor Controversy - Katten Muchin Rosenman LLP

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A DC Circuit Court of Appeals challenge to a recent Financial Industry Regulatory Authority (FINRA) enforcement action brings into question whether FINRA should be held accountable...

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