United States: SEC Proposes Rules On Broker-Dealer And Investment Adviser Use Of Predictive Data Analytics And On Internet Investment Adviser Registration - Mayer Brown

United States: SEC Proposes Rules On Broker-Dealer And Investment Adviser Use Of Predictive Data Analytics And On Internet Investment Adviser Registration - Mayer Brown

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On July 26, 2023, the U.S. Securities and Exchange Commission ("SEC") released two sets of rule proposals. First, the SEC proposed new and amended rules under the Securities Exchange

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