United States: First SEC Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management - K&L Gates

United States: First SEC Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management - K&L Gates

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Effective in 2022, the SEC adopted a new Marketing Rule for investment advisers to modernize the regulation of investment adviser advertising and solicitation practices.

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