United States: SEC Enacts Significant Compliance Reforms For Advisers To Private Funds - Polsinelli LLP

Mondaq

01 Sep 2023 0 shares 1 views

Mondaq

Published 01 Sep 2023

I. Introduction: On August 23, 2023, the SEC approved a set of final rules under the Investment Advisers Act of 1940 (the "Advisers Act")...

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United States: SEC Sends Second Message To Private-Fund Sponsors On Audit Obligations Under Custody Rule Through Enforcement Actions - Goodwin Procter LLP

On September 5, 2023, almost one year since its first flurry of similar Custody Rule actions, the SEC announced settlements with..

Mondaq 22 Sep 2023