![United States: SEC Expands FINRA Oversight Of Proprietary Trading Firms - Schulte Roth & Zabel LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: SEC Expands FINRA Oversight Of Proprietary Trading Firms - Schulte Roth & Zabel LLP
On Aug. 23, 2023, the US Securities and Exchange Commission ("Commission") adopted amendments ("Amendments") to the Securities Exchange Act of 1934 ("Exchange Act") to require certain SEC-registered...
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