United States: SEC Releases Risk Alert On EXAMS Process - Akin Gump Strauss Hauer & Feld LLP

Mondaq

11 Sep 2023 0 shares 1 views

United States: SEC Releases Risk Alert On EXAMS Process - Akin Gump Strauss Hauer & Feld LLP

Mondaq

Published 11 Sep 2023

On September 6, 2023, the SEC Division of Examinations (EXAMS) released a Risk Alert highlighting critical areas of interest to any investment adviser—including how EXAMS selects...

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United States: The SEC's Second NFT Enforcement Action: SEC v. Stoner Cats 2 - Akin Gump Strauss Hauer & Feld LLP

On July 27, 2021, Stoner Cats 2, LLC (SC2) sold 10,320 non-fungible tokens called "Stoner Cats" (hereinafter "Stoner Cats NFTs" or..

Mondaq 15 Sep 2023

United States: Industry Groups Challenge SEC Private Fund Adviser Rule - Akin Gump Strauss Hauer & Feld LLP

Earlier today, a coalition of private fund industry organizations filed a petition in federal court seeking judicial review of the..

Mondaq 05 Sep 2023

United States: SEC Releases Risk Alert On EXAMS Process - Akin Gump Strauss Hauer & Feld LLP

United States: SEC Releases Risk Alert On EXAMS Process - Akin Gump Strauss Hauer & Feld LLP

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