United States: DFPI Posts Annual B-D/IA Report To The Legislature - Allen Matkins Leck Gamble Mallory & Natsis LLP

United States: DFPI Posts Annual B-D/IA Report To The Legislature - Allen Matkins Leck Gamble Mallory & Natsis LLP

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The California Department of Financial Protection & Innovation recently posted its 2023 Annual Report to the Legislature regarding its broker-dealer and investment adviser programs.

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