United States: Amendments To The Names Rule - K&L Gates
Published
On September 20, 2023, the SEC adopted amendments to the Names Rule (35d-1) that will significantly expand the Names Rule's applicability and will require all funds...
Full ArticlePublished
On September 20, 2023, the SEC adopted amendments to the Names Rule (35d-1) that will significantly expand the Names Rule's applicability and will require all funds...
Full ArticleOn September 20, 2023, the SEC issued a release (the "Release") adopting changes to the Names Rule, Rule 35d-1 under the 1940 Act..